Cease-trade orders need expiry dates, tribunal rules
OSC sought to extend order until enforcement proceedings complete
- By: James Langton
- May 2, 2023 May 2, 2023
- 16:51
OSC sought to extend order until enforcement proceedings complete
Following CI's request to withdraw coverage, S&P dropped its rating for the asset manager
Firms with history of misconduct identified on BrokerCheck system
InvestorCOM, a vendor of Mackenzie Investments, had data exposed when hackers targeted a secure file transfer service
More households falling behind as cost of living rises, StatsCan says
Almost half of high-risk agent reviews found best-practice failures
The job market is cooling but remains strong by historic standards
Both the Competition Bureau and OSFI are reviewing the transaction, which requires approval from the finance minister
Analysts say the ECB's meeting Thursday could end in a quarter- or half-percentage point rate hike
Plus, Purpose adds another U.S.-dollar cash fund
Lack of personalized advice created a void filled by negative returns, the latest survey says
The proposal appears to acknowledge the FDIC is looking for ways to calm depositors and markets
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups