The man was also ordered to pay more than $2 million in restitution to victims
The bank raised its quarterly dividend
Conflict of interest concerns spark regulators' review
The risk of misleading disclosure pervades sustainable product lineups, European regulators say
Supply chains are good now but demand is lacking
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
As data transfer lags, launch date is pushed back
Without open banking, Canadians' data is at greater risk when they use unregulated apps
After record 2021, venture investing, deal exits hit by valuation drop
Announcement follows S&P's downgrade of firm in early May
Fitch Ratings sees higher bond and loan defaults this year and next
SRO ordered US$48.1 million in monetary penslties in 2022
The issue of what happens when an FHSA holder dies may need to be dealt with sooner rather than later, for example
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups