BCSC panel penalizes investment fraud
Investor lost $1 million based on deception about company's ownership of a hotel
- By: James Langton
- April 19, 2023 April 19, 2023
- 17:26
Top Stories in News
Global bank regulation faces shakeup: Fitch
Policymakers to consider reforms in wake of U.S. bank turmoil
- By: James Langton
- April 19, 2023 April 19, 2023
- 14:32
From the Regulators
FSRA finalizes seg fund DSC ban
Final rules for a ban beginning June 1 were sent to the finance minister for approval
- By: Greg Meckbach
- April 19, 2023 May 5, 2023
- 14:24
Fraudster makes small dent in massive sanctions bill
BCSC collects US$350,000 toward $36.7-million enforcement debt
- By: James Langton
- April 19, 2023 April 19, 2023
- 14:14
Household debt creeps higher: StatsCan
Mortgage debt rebounds alongside housing market; credit card debt climbs too
- By: James Langton
- April 19, 2023 April 19, 2023
- 13:59
FP Canada provides all education in house for QAFP, CFP
Also, QAFP certification has been streamlined
- By: IE Staff
- April 19, 2023 April 20, 2023
- 13:48
U.K. inflation remains over 10% as food prices rise
Food prices jumped 19.2% in the 12 months through February, according to the Office for National Statistics
- By: Danica Kirka, The Associated Press
- April 19, 2023 April 19, 2023
- 11:52
SEC sanctions robo advisor for misstatements about tax-loss harvesting service
Clients missed out on potential tax benefits after firm failed to alert them to changes in automated service
- By: James Langton
- April 18, 2023 April 18, 2023
- 17:04
Certain Bridging investors get priority, court rules
Investor protections under securities law create priority in receivership
- By: James Langton
- April 18, 2023 May 12, 2023
- 16:39
Industry veteran Jon Kilfoyle joins Wellington-Altus
Kilfoyle moves from IG Wealth Management to lead products and platforms
- By: Katie Keir
- April 18, 2023 April 18, 2023
- 15:54
Investor protection remains top priority despite expanded mandate, OSC insists
Regulator addresses criticism of its agenda in revised priorities
- By: James Langton
- April 18, 2023 April 18, 2023
- 15:13
From the Regulators
Evolving rate environment drives OSFI’s risk outlook
Housing market, bank liquidity and the commercial real estate sector top the regulator's list of concerns
- By: James Langton
- April 18, 2023 April 18, 2023
- 14:57
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24