FINRA re-ups ex-OSC chair, adopts new rules
SRO renews Maureen Jensen's board term for three years
- By: James Langton
- July 20, 2023 July 20, 2023
- 10:18
Top Stories in News
OSFI defers liquidity guidance for high-interest savings ETFs
The banking regulator will confirm any changes to liquidity requirements in October
- By: IE Staff
- July 19, 2023 July 19, 2023
- 17:25
U.S. sustainable funds face further outflows
Assets rise, but outflows continue in Q2, Morningstar reports
- By: James Langton
- July 19, 2023 July 19, 2023
- 16:23
Crypto fraudster sentenced to jail
Scheme promised high returns from "robo" crypto trading
- By: James Langton
- July 19, 2023 July 19, 2023
- 16:09
From the Regulators
ASC bans, fines fraudster
Perpetrators used investors' money to buy a house instead of funding Mexican taxi venture
- By: James Langton
- July 19, 2023 July 19, 2023
- 15:39
U.K. inflation falls by more than anticipated to a 15-month low
Fuel prices were the biggest driver behind the drop
- By: Pan Pylas, The Associated Press, The Associated Press
- July 19, 2023 July 19, 2023
- 14:17
Industry News
Working with a financial planner boosts household resilience: study
Research commissioned by FP Canada and IQPF measured Canadians' ability to get through financial hardships
- By: IE Staff
- July 19, 2023 July 19, 2023
- 14:16
Industry moves this week
Michael Cooke retained his role as leader of CETFA's board, while other industry players made a variety of moves
- By: Katie Keir
- July 19, 2023 July 19, 2023
- 12:24
Industry News
TD Bank Group says Schwab stake expected to add $182M in profit for Q3
The bank's financial results will be released Aug. 24
- By: The Canadian Press, IE Staff
- July 19, 2023 July 19, 2023
- 12:04
Flurry of lawsuits follows Bridging collapse
Failed firm's receiver has filed a series of legal actions against various players in the saga
- By: James Langton
- July 18, 2023 July 19, 2023
- 17:35
Industry News
Thousands of B.C. families will see an increase in government family benefit plan
The boost is part of the province's $4.5 billion in family supports
- By: The Canadian Press
- July 18, 2023 July 18, 2023
- 15:21
Industry News
Inflation relief felt largely at the gas pump
Food and housing costs continue to rise
- By: Amanda Stephenson, Canadian Press
- July 18, 2023 July 18, 2023
- 15:05
U.S. bank mergers on hold for now: Fitch
Regulatory, financial and economic headwinds all weigh on deal activity
- By: James Langton
- July 18, 2023 July 18, 2023
- 14:39
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24