SEC sanctions firm over crypto hype
Robo-advisor violated rules when touting hypothetical performance
- By: James Langton
- August 21, 2023 August 21, 2023
- 15:44
Robo-advisor violated rules when touting hypothetical performance
Lobby group pointed to U.S. downgrade as a warning
Retail sales and bank earnings top this week's releases
Sara Petrcich is now head of the ETF and structured solutions team
Regulator supports firms' efforts to address ESG risks
Recent rises in home price index erased some of the earlier correction, Teranet–National Bank report said
HELOC balances decline, cooling credit card and mortgage growth
Energy price increases drove raw materials, industrial prices up
The giant Chinese real estate developer rejected news reports about bankruptcy
Regulator urged administrators to assess and mitigate risks
Canadian investors bought foreign bonds, driving outflows in the month
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record