‘Neo’ brokers bring neo risks too: IOSCO
Fee disclosure, conflicts of interest, consent pose investor protection issues
- By: James Langton
- November 12, 2025 November 12, 2025
- 14:03
Fee disclosure, conflicts of interest, consent pose investor protection issues
Entertainment spending soars in October amid playoff enthusiasm
Feds say the current provisions are creating investment uncertainty
The association says 86% of deals were below $25M
Cross-border auto trips fell 30.5% compared to the same month last year
Funds built on these strategies underperform when equity markets are hot — by design
Novel legal, operational, market risks may arise alongside innovation: IOSCO
For Canada, incomes edged up, despite growth wobble
Government aims to reduce share of temporary residents to 5% of population
North American firms lead Europe and Asia in preparations
Shift in creditor hierarchy expected to be finalized in 2026
Details about Greenland framework that Trump said he reached with head of NATO still sparse
Confidence in the domestic economy has also taken a tumble
Figures point to a mostly strong economy with inflation still elevated
Releases were misleading, but case against lawyer not proven, panel finds
Legal filings included citations that were made up by AI
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Dealers, advisors brace for July 1 implementation deadline
The partners have agreed to acquire an initial portfolio of 24 properties across 11 U.S. states
Platform plans to expand living benefits assistance for Canadian market
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Mutual fund assets, however, saw "a modest market-driven decline" for the month: SIMA
Total ETF AUM hit US$19.9 trillion by the end of the year: ETFGI report
Plus, other product/index launches, fund name and management changes