Broker failed to supervise front-end fund sales: FINRA
SRO alleged investors paid US$2 million in fees for short-term sales
- By: James Langton
- December 3, 2025 December 3, 2025
- 15:13
Top Stories in News
U.S. leveraged loan defaults to ease in 2026: Fitch
As interest rates come down, pressure on issuers will soften
- By: James Langton
- December 3, 2025 December 3, 2025
- 15:11
ESMA targets retail conflicts of interest
Compliance review will examine industry conflicts with investors' interests
- By: James Langton
- December 3, 2025 December 3, 2025
- 15:05
Crypto fraud fight targets web, apps, social media
Tech companies pulled into effort to tackle large scam operations
- By: James Langton
- December 3, 2025 December 3, 2025
- 14:51
Weak payrolls should prompt Fed cut: NBF
Small business employment slumping, new data shows
- By: James Langton
- December 3, 2025 December 3, 2025
- 14:47
Labour productivity rebounds in Q3
Hours worked in the business sector fell by 0.1% in the quarter
- By: Jonathan Got
- December 3, 2025 December 3, 2025
- 10:40
Navacord and Acera Insurance to join forces
Their combined salesforce will be more than 5,000, across 150-plus locations
- By: Kevin Press
- December 3, 2025 December 3, 2025
- 09:47
National Bank profits up as it works to integrate Canadian Western Bank
The bank's Q4 revenue totalled $3.70B, up from $2.94B a year earlier
- By: Ian Bickis, The Canadian Press
- December 3, 2025 December 3, 2025
- 09:22
RBC posts record Q4 profit but CEO raises concerns about uneven economic recovery
Capital markets, wealth management, banking boost results
- By: Ian Bickis, The Canadian Press
- December 3, 2025 December 3, 2025
- 09:12
Credit card performance weaker: DBRS
As economic challenges persist, more Canadians fall behind on bills
- By: James Langton
- December 3, 2025 December 3, 2025
- 09:06
U.S. groups lobby for weaker bank capital rules
Lobbyists argue that looser rules on big banks will boost growth
- By: James Langton
- December 2, 2025 December 2, 2025
- 16:54
Edward Jones settles client overcharging case
Firm paid $4.6 million in client compensation, clawed back reps' fees
- By: James Langton
- December 2, 2025 December 2, 2025
- 15:41
FCA sanctions standards setter for poor anti-money laundering oversight
Regulator brings first enforcement action against a professional body
- By: James Langton
- December 2, 2025 December 2, 2025
- 13:00
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00