Rep called out after strike two
Ban, fine of $300K follow repeat episode of unapproved outside business activity
- By: James Langton
- March 19, 2024 March 19, 2024
- 16:39
Ban, fine of $300K follow repeat episode of unapproved outside business activity
Panel orders penalties for disgorgment and deterrence
Budget contains no tax cuts and has $41M surplus
Firms allegedly made misleading statements about their use of AI in investing strategies
Crypto lending program amounted to unregistered securities offering, regulator charged
SRO brings first case following compliance review targeting firms' use of online influencers
Tax rules allow homeowners to hold their mortgage in a registered plan if certain conditions are met
The report is encouraging for the Bank of Canada, economist says
Regulators are striving to reassure investors after Chinese markets slumped in the past year
The BOJ ends its negative interest rate policy
Federal Reserve officials are expected to play it safe when they meet this week
Higher energy prices are driving the increase
Buyers are showing more optimism than last year
Disappointing U.S. retail sales raise bets for more rate cuts
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
Economists had expected a 0.4% increase
Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Agency found firm failed to report suspicious transaction
Date not reasonable for industry implementation, tax practitioner says
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report