OSC seeks settlement with crypto scheme
Regulators allege Axia Project misled investors with unregistered offering
- By: James Langton
- January 12, 2024 January 12, 2024
- 17:13
Regulators allege Axia Project misled investors with unregistered offering
The CRA is no longer offering the flat-rate method to claim employment expenses for 2023
Softer price report could reassure the central bank's policymakers
Citigroup said Friday that it's cutting 20,000 jobs, roughly 10% of its workforce
Trio traded on inside information about pending mergers and acquisitions
Firm and executive settled charges with SEC, SDNY
Plus, Ontario Teachers' makes executive appointments
Self-regulatory organization proposes new settlement obligation and expanded guidance
Licensee was contracted with one of three MGAs reviewed for tiered recruitment model
Fidelity is reducing the management fee for its Canadian bitcoin ETF
Guards against "fat finger" error to face regs’ scrutiny
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record