SRO panel found the rep opened banking products, including a line of credit, in the client's name
Real estate funds pose potential systemic risks, report says
Chief executives realistic about AI risks and the need to retrain workers, PwC survey finds
SEC, DoJ file allegations against HyperFund promoters
Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
The agency upgraded its growth forecast and now expects lower inflation
The eurozone grew 0.5% for the full year, while the U.S. grew 2.5%
Study participants preferred to rely on the knowledge of professionals rather than learn about investing
Anxiety over the possibility of an economic recession continued to fade
The job market is cooling in a mostly painless way — through fewer openings
Plus, NEI partners with Picton Mahoney on alt fund
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record