Shift to advice boosting brokers: Fitch
Transition to be aided by expanding fiduciary requirements
- By: James Langton
- February 13, 2024 February 13, 2024
- 17:07
Top Stories in News
Sustainable bonds to edge higher: S&P
Green bonds to lead the way, with transition and blue bonds getting traction
- By: James Langton
- February 13, 2024 February 13, 2024
- 16:01
From the Regulators
TD settles sales practices class action
Bank to pay $22 million while denying fund manager's allegations
- By: James Langton
- February 13, 2024 February 13, 2024
- 15:47
Industry News
SeeWhy Learning sues Advocis over non-payment of study materials
The national financial advisors association alleges it was overcharged
- By: Michelle Schriver
- February 13, 2024 February 13, 2024
- 14:57
AMF outlines best practices for responsible AI use
Consumer protection and individual responsibility a core focus of the recommendations
- By: Jonathan Got
- February 13, 2024 February 13, 2024
- 13:59
Canadian investors love dividends. Here’s where to find them in ETFs
Options include active, passive and factor-based funds
- By: Rudy Luukko
- February 13, 2024 February 7, 2024
- 13:00
Industry News
Denying tax deductions for illegal short-term rentals could raise $170M: PBO
One in 10 Airbnbs in Montreal, Toronto and Vancouver are unlicensed, report found
- By: Jonathan Got
- February 13, 2024 February 13, 2024
- 11:23
From the Regulators
Treasury proposes new anti-money laundering regulations for U.S. investment advisers
New rules would require advisers to file reports with the government when they suspect clients of suspicious activity
- By: Fatima Hussein, The Associated Press
- February 13, 2024 February 13, 2024
- 10:57
U.S. inflation slows but remains elevated in sign that price pressures are easing only gradually
The consumer price index rose 0.3% from December to January and 3.1% from a year ago
- By: Christopher Rugaber, The Associated Press
- February 13, 2024 February 13, 2024
- 09:34
Firms expect fewer Canadians will contribute to RRSPs this year
Canadians are more concerned with meeting current needs than saving for the future, according to industry surveys
- By: Jonathan Got
- February 13, 2024 February 12, 2024
- 09:00
U.S. household debt rising: Moody’s
Robust consumer spending is fuelled by credit growth, report says
- By: James Langton
- February 12, 2024 February 12, 2024
- 15:28
CPA Canada cuts 20% of workforce ahead of split with Ontario and Quebec
The organization had about 400 employees across the country before the cuts
- By: The Canadian Press
- February 12, 2024 February 12, 2024
- 10:48
Recession risks are fading, but political tensions pose threat
A growing share of business forecasters worry that the Fed is keeping rates unnecessarily high
- By: Paul Wiseman, The Associated Press
- February 12, 2024 February 12, 2024
- 10:40
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24