Disclosure failures violated best-interest rules: SEC
Broker failed to alert investors to cheaper investing channel, regulator alleges
- By: James Langton
- February 16, 2024 February 16, 2024
- 15:19
Top Stories in News
Corporate default picture brightens a bit: S&P
Financial strains continue amid high rates, but recession risk receding
- By: James Langton
- February 16, 2024 February 16, 2024
- 15:10
Must an employer provide a Form T2200?
Employees need the form to claim home-office expenses this tax filing season
- By: Rudy Mezzetta
- February 16, 2024 February 16, 2024
- 14:51
From the Regulators
45 cents short, $96 in fees: Court approves TD insufficient fund fees settlement
The settlement will compensate customers who were double-charged a $48 fee
- By: Ian Bickis, The Canadian Press
- February 16, 2024 February 16, 2024
- 12:27
SEC settles with Van Eck over influencer involvement
ETF firm failed to disclose influencer's role in touting fund, regulator alleged
- By: James Langton
- February 16, 2024 February 16, 2024
- 10:52
Personal and household goods boost December wholesale sales
However, sales in the motor vehicle and motor vehicle parts and accessories subsector fell
- By: The Canadian Press
- February 16, 2024 February 16, 2024
- 10:36
Product roundup: Hamilton continues rollout of yield products
Plus, Fidelity launches new all-equity and alt funds, and CIBC adds to CDR lineup
- By: IE Staff
- February 15, 2024 February 15, 2024
- 16:36
Research and Markets
Recession has struck some of the world’s top economies, but U.S. defies expectations
Americans have continued to consume at a solid rate
- By: Stan Choe, The Associated Press, Christopher Rugaber, The Associated Press, The Associated Press
- February 15, 2024 February 15, 2024
- 15:41
U.K. fell into recession at the end of 2023
Official figures were released as economy takes centre stage in runup to general election
- By: Pan Pylas, The Associated Press, The Associated Press
- February 15, 2024 February 15, 2024
- 15:27
CPP Investments earned 3.4% in latest quarter
Net assets grew to $590.8 billion
- By: The Canadian Press
- February 15, 2024 February 15, 2024
- 15:16
From the Regulators
Ex-Goldman analyst convicted for U.K. insider trading
FCA alleged analyst traded on information about pending merger deals
- By: James Langton
- February 15, 2024 February 15, 2024
- 15:12
CIRO seeks new securities lending rules
Proposals aim to codify investor protections, enhance flexibility
- By: James Langton
- February 15, 2024 February 15, 2024
- 15:05
Industry moves this week
Two people departed from Scotiabank, including veteran executive Jake Lawrence
- By: Katie Keir
- February 15, 2024 February 15, 2024
- 14:29
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24