FCA finds fault in firms’ retirement advice
Regulator details results of review, calls for action from firms
- By: James Langton
- March 20, 2024 March 20, 2024
- 15:22
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RBC names Maria Douvas chief legal and administrative officer
She will oversee enterprise strategy, procurement, corporate real estate, climate and the chief data office
- By: The Canadian Press
- March 20, 2024 March 20, 2024
- 14:01
Bank of Canada’s notes show bank expects to cut rates this year
According to summary of most recent deliberations, governing council is split on the timing
- By: Nojoud Al Mallees, Canadian Press
- March 20, 2024 March 20, 2024
- 13:45
Subdued growth expected across Canada in 2024: Conference Board
Newfoundland and Labrador pegged for GDP growth of 1.5%, the strongest in the country
- By: IE Staff
- March 20, 2024 March 20, 2024
- 12:55
U.K. inflation falls by more than expected in February
With the cost-of-living crisis abating, the Bank of England expected to start cutting interest rates soon
- By: Pan Pylas, The Associated Press
- March 20, 2024 March 20, 2024
- 11:06
B.C. court certifies vacation pay class action
Lawsuits seeks damages for certain BMO advisors
- By: James Langton
- March 20, 2024 March 20, 2024
- 08:52
From the Regulators
Rep called out after strike two
Ban, fine of $300K follow repeat episode of unapproved outside business activity
- By: James Langton
- March 19, 2024 March 19, 2024
- 16:39
From the Regulators
Rep fell for fraud scheme, sanctioned by SRO
Panel orders penalties for disgorgment and deterrence
- By: James Langton
- March 19, 2024 March 19, 2024
- 16:29
New Brunswick tables pre-election budget
Budget contains no tax cuts and has $41M surplus
- By: Hina Alam, The Canadian Press
- March 19, 2024 March 19, 2024
- 13:15
SEC alleges advisers engaged in AI-washing
Firms allegedly made misleading statements about their use of AI in investing strategies
- By: James Langton
- March 19, 2024 March 19, 2024
- 13:05
SEC sanctions bankrupt crypto lender
Crypto lending program amounted to unregistered securities offering, regulator charged
- By: James Langton
- March 19, 2024 March 19, 2024
- 12:58
FINRA fines firm over finfluencers
SRO brings first case following compliance review targeting firms' use of online influencers
- By: James Langton
- March 19, 2024 March 19, 2024
- 12:51
Is holding a mortgage in an RRSP a good idea?
Tax rules allow homeowners to hold their mortgage in a registered plan if certain conditions are met
- By: Rudy Mezzetta
- March 19, 2024 March 19, 2024
- 12:09
Gold stocks lift S&P/TSX composite amid geopolitical risks
U.S. markets were closed, but U.S. stock futures slid on latest tariff threats
- By: Daniel Johnson, The Canadian Press
- January 19, 2026 January 19, 2026
- 17:15
Business sentiment subdued, but sales outlook improves: BoC outlook survey
Respondents see signs of recovery after a year of weak sales
- By: Craig Wong, The Canadian Press
- January 19, 2026 January 19, 2026
- 11:25
China’s economy grows 5% in 2025, buoyed by strong exports despite Trump’s tariffs
Deutsche Bank forecasts growth this year at 4.5% as domestic demand remains weak
- By: Chan Ho-Him, The Associated Press
- January 19, 2026 January 19, 2026
- 10:30
Tribunal denies confidentiality, stay motions
Panel stresses "open courts" principle in denying closed door hearing
- By: James Langton
- January 19, 2026 January 19, 2026
- 16:58
Investor lawsuits may justify no financial sanctions
Normally, major frauds should carry disgorgement orders, Tribunal says
- By: James Langton
- January 19, 2026 January 19, 2026
- 14:26
Former TD rep sanctioned for misappropriation
Fake bank accounts used to divert funds from clients that were elderly, dead
- By: James Langton
- January 19, 2026 January 19, 2026
- 09:33
FP Canada lends support to national CPA body
Support reflects commitment to harmonized standards, global influence
- By: Michelle Schriver
- January 19, 2026 January 19, 2026
- 16:44
Global financial services M&A rises in 2025, powered by ‘megadeals’
Deals valued at $1 billion or more jump 70%: EY analysis
- By: IE Staff
- January 19, 2026 January 19, 2026
- 11:56
Industry moves: CIBC Private Wealth, Wellington-Altus create new roles
Plus, new faces at Raymond James, Designed Wealth, Assuris and FSRA
- By: Alisha Hiyate
- January 16, 2026 January 16, 2026
- 16:47
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Dynamic portfolio targets ‘income-seeking’ investors, retirees and pre-retirees
Plus, other product/index launches, fund name and management changes
- By: Noushin Ziafati
- January 16, 2026 January 19, 2026
- 17:01
U.S. bank loans are winning the search for yield
These fixed-income investments offer an escape from the duration-heavy domestic market without sacrificing security
- By: Pat Bolland
- January 15, 2026 January 15, 2026
- 12:40
Product roundup: Evolve gears up to launch international equity ETF
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments
- By: Noushin Ziafati
- January 9, 2026 January 13, 2026
- 15:35