Risks arise as exchanges evolve, IOSCO says
Expansion of business lines multiplies conflicts and regulatory challenges
- By: James Langton
- April 4, 2024 April 4, 2024
- 14:12
Top Stories in News
Coinbase Canada gets CSA registration
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
- By: James Langton
- April 4, 2024 April 4, 2024
- 13:58
From the Regulators
U.K. consults on a digital securities sandbox
Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29
- By: James Langton
- April 3, 2024 April 3, 2024
- 13:55
U.S. bank M&A weak amid tougher scrutiny
Consolidation on hold as valuations sag, regulatory oversight intensifies
- By: James Langton
- April 3, 2024 April 3, 2024
- 13:45
Commercial real estate a growing risk: Fitch
U.S. bank failures possible, particularly for smaller banks with higher exposures
- By: James Langton
- April 3, 2024 April 3, 2024
- 13:39
Debt deals drive global investment banking fees
Trio of Canadian dealers climb global league tables
- By: James Langton
- April 3, 2024 April 3, 2024
- 13:30
Powell: Fed still on track to cut rates
Says recent data showing signs of persistent inflation don’t materially change the overall picture
- By: Christopher Rugaber, The Associated Press
- April 3, 2024 April 3, 2024
- 12:38
Research and Markets
Equities dominate Canadian ETF flows in Q1
AI products gain favour, while crypto ETFs see outflows
- By: Jonathan Got
- April 3, 2024 April 3, 2024
- 10:45
Home sales in Toronto, Vancouver down in March
Toronto sales down 4.5%, Vancouver down 4.7%
- By: The Canadian Press
- April 3, 2024 April 3, 2024
- 09:02
Inflation falls more than expected in Europe
Price rises slow down in two biggest economies: Germany and France
- By: David Mchugh, The Associated Press
- April 3, 2024 April 3, 2024
- 08:49
Industry News
Manitoba to claw back basic personal amount above $200K
Province also extends gas tax cut by three months, doubles the fertility tax credit and changes property taxes
- By: Steve Lambert, IE Staff
- April 2, 2024 April 10, 2025
- 16:34
From the Regulators
Ex-rep’s crypto trading attracts SRO sanctions
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
- By: James Langton
- April 2, 2024 April 2, 2024
- 15:20
ESMA adding ESG factors to rating agency rules
Proposals aim to improve quality, transparency of credit ratings
- By: James Langton
- April 2, 2024 April 2, 2024
- 14:32
Energy stocks help S&P/TSX composite end higher
U.S. stock markets edge lower from recent highs
- By: Daniel Johnson, The Canadian Press
- January 16, 2026 January 16, 2026
- 17:24
Hey Grok, supercharge my crypto scam!
Crypto fraud rising, as scams scale up and adopt AI tools: report
- By: James Langton
- January 16, 2026 January 16, 2026
- 16:43
Economists expect inflation held steady in December despite ‘tax holiday’ disruption
Bank of Canada likely to keep rates unchanged when it meets this month
- By: Craig Lord, The Canadian Press
- January 16, 2026 January 16, 2026
- 11:12
OSC plans payout to victims of binary options scheme
Court appoints BDO to administer claims from investors
- By: James Langton
- January 16, 2026 January 16, 2026
- 16:31
Unprofessional conduct results in CIRO sanctions
SRO failed to prove certain allegations, investor harm
- By: James Langton
- January 16, 2026 January 16, 2026
- 12:47
Rep turned fraudster sanctioned by CIRO
Regulatory action deals with subset of $1.8 million misappropriation
- By: James Langton
- January 16, 2026 January 16, 2026
- 12:43
Industry moves: CIBC Private Wealth, Wellington-Altus create new roles
Plus, new faces at Raymond James, Designed Wealth, Assuris and FSRA
- By: Alisha Hiyate
- January 16, 2026 January 16, 2026
- 16:47
CPP Investments increases Canadian mid-market commitment to Northleaf by $750M
CPP Investments, Northleaf have a two-decade long partnership
- By: The Canadian Press
- January 15, 2026 January 15, 2026
- 11:22
CIRO says 750K investors affected by August cyberbreach
Investors’ compromised data may include SINs and investment account numbers and statements
- By: Michelle Schriver
- January 14, 2026 January 14, 2026
- 12:41
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Dynamic portfolio targets ‘income-seeking’ investors, retirees and pre-retirees
Plus, other product/index launches, fund name and management changes
- By: Noushin Ziafati
- January 16, 2026 January 16, 2026
- 17:01
U.S. bank loans are winning the search for yield
These fixed-income investments offer an escape from the duration-heavy domestic market without sacrificing security
- By: Pat Bolland
- January 15, 2026 January 15, 2026
- 12:40
Product roundup: Evolve gears up to launch international equity ETF
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments
- By: Noushin Ziafati
- January 9, 2026 January 13, 2026
- 15:35