Fund dealer chief sanctioned for misleading SRO
Terms of firm's sale weren't fully disclosed to regulators
- By: James Langton
- April 5, 2024 April 5, 2024
- 15:09
Top Stories in News
How much big four insurance CEOs made in 2023
The top executives all exceeded their annual incentive targets
- By: Jonathan Got
- April 5, 2024 April 5, 2024
- 14:44
From the Regulators
SEC pauses climate rule amid legal challenges
The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit
- By: Suman Naishadham, Associated Press
- April 5, 2024 April 5, 2024
- 12:03
Expectations of a June rate cut solidify with weak job numbers
Canada’s unemployment rate jumps to 6.1% in March
- By: Nojoud Al Mallees, Canadian Press
- April 5, 2024 April 5, 2024
- 09:43
U.S. employers added a sizzling 303,000 jobs in March
The unemployment rate has come in below 4% for 26 straight months
- By: Paul Wiseman, The Associated Press
- April 5, 2024 April 5, 2024
- 09:22
Canadian capital markets activity rises in Q1
RBC Capital Markets leads both debt, equity league tables
- By: James Langton
- April 4, 2024 April 4, 2024
- 17:51
Laurentian sells retail brokerage to iA Financial
Deal includes 16,000 accounts, $2 billion in assets, 30 advisors
- By: James Langton
- April 4, 2024 April 4, 2024
- 17:26
FP Canada names top scorers on latest QAFP exam
Effective this month, candidates can have five years' qualifying work experience in lieu of a diploma
- By: IE Staff
- April 4, 2024 April 4, 2024
- 16:56
Advocis settles with SeeWhy over non-payment of study materials
Association paid outstanding invoice, plus interest and majority of legal fees, SeeWhy says
- By: Michelle Schriver
- April 4, 2024 April 4, 2024
- 15:40
Home prices could reach peak levels by next year, set new highs in 2026: CMHC
Declining mortgage rates, strong population growth will help spur a rebound in sales and prices
- By: Sammy Hudes, The Canadian Press
- April 4, 2024 April 4, 2024
- 15:31
RBC becomes bigger bank, and bigger target, as it closes HSBC Canada deal
The bank is now worth about $193 billion — about $50 billion ahead of TD Bank
- By: Ian Bickis, The Canadian Press
- April 4, 2024 April 4, 2024
- 15:20
From the Regulators
Crypto queen’s compliance chief gets jail
OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege
- By: James Langton
- April 4, 2024 April 4, 2024
- 14:50
From the Regulators
SEC sanctions advisory firm for private messaging
Off-channel communications hamper regulatory oversight
- By: James Langton
- April 4, 2024 April 4, 2024
- 14:39
Energy stocks help S&P/TSX composite end higher
U.S. stock markets edge lower from recent highs
- By: Daniel Johnson, The Canadian Press
- January 16, 2026 January 16, 2026
- 17:24
Hey Grok, supercharge my crypto scam!
Crypto fraud rising, as scams scale up and adopt AI tools: report
- By: James Langton
- January 16, 2026 January 16, 2026
- 16:43
Economists expect inflation held steady in December despite ‘tax holiday’ disruption
Bank of Canada likely to keep rates unchanged when it meets this month
- By: Craig Lord, The Canadian Press
- January 16, 2026 January 16, 2026
- 11:12
OSC plans payout to victims of binary options scheme
Court appoints BDO to administer claims from investors
- By: James Langton
- January 16, 2026 January 16, 2026
- 16:31
Unprofessional conduct results in CIRO sanctions
SRO failed to prove certain allegations, investor harm
- By: James Langton
- January 16, 2026 January 16, 2026
- 12:47
Rep turned fraudster sanctioned by CIRO
Regulatory action deals with subset of $1.8 million misappropriation
- By: James Langton
- January 16, 2026 January 16, 2026
- 12:43
Industry moves: CIBC Private Wealth, Wellington-Altus create new roles
Plus, new faces at Raymond James, Designed Wealth, Assuris and FSRA
- By: Alisha Hiyate
- January 16, 2026 January 16, 2026
- 16:47
CPP Investments increases Canadian mid-market commitment to Northleaf by $750M
CPP Investments, Northleaf have a two-decade long partnership
- By: The Canadian Press
- January 15, 2026 January 15, 2026
- 11:22
CIRO says 750K investors affected by August cyberbreach
Investors’ compromised data may include SINs and investment account numbers and statements
- By: Michelle Schriver
- January 14, 2026 January 14, 2026
- 12:41
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Dynamic portfolio targets ‘income-seeking’ investors, retirees and pre-retirees
Plus, other product/index launches, fund name and management changes
- By: Noushin Ziafati
- January 16, 2026 January 16, 2026
- 17:01
U.S. bank loans are winning the search for yield
These fixed-income investments offer an escape from the duration-heavy domestic market without sacrificing security
- By: Pat Bolland
- January 15, 2026 January 15, 2026
- 12:40
Product roundup: Evolve gears up to launch international equity ETF
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments
- By: Noushin Ziafati
- January 9, 2026 January 13, 2026
- 15:35