ASC sanctions strip-mall developers
Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found
- By: James Langton
- March 25, 2024 March 25, 2024
- 12:53
Top Stories in News
Are your diversifiers working for you?
60/40 portfolio is still hard to beat: Morningstar
- By: Jonathan Got
- March 25, 2024 March 22, 2024
- 09:00
From the Regulators
FinTRAC still coping with cyberbreach
Agency says no evidence that information was lost in attack
- By: James Langton
- March 22, 2024 March 22, 2024
- 16:34
Regulators keep savvy-investor exemption
After pilot program, ASC, FCAA maintain exemption based on financial knowledge
- By: James Langton
- March 22, 2024 March 22, 2024
- 16:29
Industry News
FSRA approves another credential for FP title use
Regulator has now accepted six credentials for "financial planner"
- By: IE Staff
- March 22, 2024 March 22, 2024
- 15:06
Retail sales down in January as new car sales fell
However, core retail sales came in higher than many economists expected
- By: Tara Deschamps, The Canadian Press
- March 22, 2024 March 22, 2024
- 11:30
Industry News
Julie Martini sues Advocis for constructive and wrongful dismissal
The claim is the third against the national financial advisors association in recent months
- By: Michelle Schriver
- March 22, 2024 March 22, 2024
- 10:54
We know we need tax reform, but can’t agree how to do it
Tax reform could mean easier access to benefits, provide a boost to productivity
- By: Jonathan Got
- March 22, 2024 March 21, 2024
- 10:00
Competition Bureau recommends open banking to bolster competition
Bureau also suggested allowing uninsured mortgage borrowers to switch banks without undergoing a stress test
- By: Sammy Hudes, The Canadian Press
- March 22, 2024 March 22, 2024
- 09:13
Research and Markets
A strong finish for RRSP season
Mutual fund sales turn positive, ETF assets hit record heights
- By: James Langton
- March 21, 2024 March 21, 2024
- 16:49
Lifecos face real estate headwinds: DBRS
Earnings hurt by declining property values, rising credit losses
- By: James Langton
- March 21, 2024 March 21, 2024
- 16:34
BoC expects quantitative tightening to end in 2025, deputy governor says
Deputy governor Toni Gravelle gave a speech Thursday on the central bank's balance sheet plans
- By: The Canadian Press
- March 21, 2024 March 21, 2024
- 14:55
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24