FSRA flags few issues at credentialing bodies
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
- By: James Langton
- March 27, 2024 March 27, 2024
- 16:51
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
Economist's findings helped advisors understand that people often make irrational decisions
Question of whether client used stop loss orders requires hearing, court rules
Curbing temporary workers to ease pressure on housing will hurt growth
Regulator aims to bolster investor protection, modernize rules
Xi Jinping calls for closer trade ties with the U.S.
CMHC says construction of new homes in Canada's six largest cities remained near all-time highs last year
Tom Hayes said his case is “not consistent” with laws in France, Germany and the U.S.
Some firms concerned CRA’s employee expense policy could thwart return-to-office initiatives, EY Canada tax expert says
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Housing issues are forcing businesses to boost pay to better attract talent
The government also proposed amendments to support a permanent target-benefit pension framework
Government endorses OSC's investor protection, capital formation efforts
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Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
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