CIRO sketches three-year strategic vision
Expanding access to advice, standardizing KYC data collection on SRO's agenda
- By: James Langton
- April 11, 2024 April 11, 2024
- 15:17
Top Stories in News
From the Regulators
Fund rep’s side hustle results in ban, fine
Clients lost more than $1.5 million on rep's failed fintech venture
- By: James Langton
- April 11, 2024 April 11, 2024
- 14:57
ECB holds as central banks wrestle with when to cut
Many central banks are tilting toward undoing some of the sharp hikes to interest rates
- By: David Mchugh, The Associated Press
- April 11, 2024 April 11, 2024
- 10:19
From the Regulators
PCAOB sanctions KPMG, Deloitte affiliates for exam cheating
Audit regulator hits KPMG's Dutch division with record US$25-million fine
- By: James Langton
- April 10, 2024 April 10, 2024
- 16:59
Why BoC raised neutral rate
Central bank expects interest rates to land at a higher level — an important consideration for clients with debt
- By: Rosa Saba, The Canadian Press
- April 10, 2024 April 10, 2024
- 16:02
FCA to revive research bundling
Regulator aims to ease asset managers' access to investment research
- By: James Langton
- April 10, 2024 April 10, 2024
- 15:26
From the Regulators
Investors share modest recovery following former rep’s unregistered trading
BCSC returns nearly $40,000 to investors who lost much more
- By: James Langton
- April 10, 2024 April 10, 2024
- 15:03
Wes Hall co-founds Indigenous real estate advisory
Firm works with clients to implement modern construction methods, deliver ESG outcomes
- By: IE Staff
- April 10, 2024 April 10, 2024
- 12:54
Switzerland lays out new too-big-to-fail rules in wake of Credit Suisse banking turmoil last year
Measures will aim to boost liquidity at financial institutions and rein in excessive banker bonuses
- By: Jamey Keaten, The Associated Press
- April 10, 2024 April 10, 2024
- 11:37
Higher gas and rents keep U.S. inflation elevated
Figures from March will likely delay Fed rate cuts
- By: Christopher Rugaber, The Associated Press, The Associated Press
- April 10, 2024 April 10, 2024
- 11:22
After holding policy rate once again, Macklem says rate cut in June possible
Data this year have increased central bank’s confidence that inflation will continue to slow
- By: Nojoud Al Mallees, Canadian Press
- April 10, 2024 April 10, 2024
- 11:06
Industry moves this week
A mix of retirements and firm expansions, alongside RBC's termination notice
- By: Katie Keir
- April 10, 2024 August 15, 2024
- 07:01
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24