CIRO seeks stiffer enforcement sanctions
SRO proposes doubling maximum fines, toughening suspensions
- By: James Langton
- April 18, 2024 April 18, 2024
- 18:08
Top Stories in News
CSA sets path to market data reforms
Regulators to boost fee transparency, explore enhanced retail access
- By: James Langton
- April 18, 2024 April 18, 2024
- 17:31
FSRA disciplinary disclosure faces legal challenge
Ontario court allows bid for judicial review of enforcement practices
- By: James Langton
- April 18, 2024 April 18, 2024
- 16:07
Industry News
CIFP sues FP Canada for agreement breach, trade libel
Claim asks for $1.2 million in damages arising from dispute over regulator-approved credentials for title protection
- By: Michelle Schriver
- April 18, 2024 April 18, 2024
- 15:40
TD’s Masrani hopes to tell shareholders more on anti-money laundering probe soon
TD working to fix anti-money laundering program, exec says
- By: Ian Bickis, The Canadian Press
- April 18, 2024 April 18, 2024
- 15:27
Virtual-only meetings erode shareholder democracy, group warns
Warning follows revised guidance from the CSA on virtual shareholder meetings
- By: The Canadian Press, IE Staff
- April 18, 2024 April 18, 2024
- 15:15
Household debt climbs higher: StatsCan
Mortgage borrowing accelerates, while other sources of debt growth slow
- By: James Langton
- April 18, 2024 April 18, 2024
- 14:32
From the Regulators
Former fund rep fined, banned for fraud
Retirees duped by fake investment for almost a decade, SRO finds
- By: James Langton
- April 18, 2024 April 18, 2024
- 14:24
New one-month T-bill launches in May
New instrument aims to fill a void created as CDOR is retired
- By: James Langton
- April 17, 2024 April 17, 2024
- 16:53
TFSAs, RRSPs and more could see changes in allowed investments
Qualified investments review could lead to lower costs for investors but also restrictions
- By: Melissa Shin
- April 17, 2024 April 17, 2024
- 15:08
Industry News
Tech industry warns capital gains proposals could cause ‘irreparable harm’
The federal budget is being met with disdain from Canada's innovation industry
- By: Tara Deschamps, The Canadian Press
- April 17, 2024 April 17, 2024
- 15:01
Yellen says Iran’s actions could cause global economic spillovers
Treasury secretary tells meetings of the International Monetary Fund and World Bank of the importance of using economic tools to counter malignant activity
- By: Fatima Hussein, The Associated Press
- April 17, 2024 April 17, 2024
- 14:54
Improving how shadow banks cope with stress
FSB proposes series of recommendations for addressing liquidity issues
- By: James Langton
- April 17, 2024 April 17, 2024
- 14:46
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24