Majority of tips, half of enforcement actions involve crypto, CFTC says
Order demands US$12.7 billion in disgorgement, investor restitution
Capital gains changes heightened fund sales and redemptions in June, firm said
Firm’s global wealth management operations set quarterly revenue record
Jobless rate held steady at 6.4% last month as economy shed 2,800 jobs: StatCan
Wickham Investment Counsel Inc. adds just over $200 million to the firm's assets
Wealth management firms based in Florida and North Carolina serve ultra-high-net-worth clients
Misconduct continued even when rep was under close supervision, CIRO says
U.K. firms failing to meet new investor protection standards, review finds
It's the lowest level in more than a year
Effects likely to be focused on weaker, low-rated issuers
Internal review, external assessment slated to be published toward end of 2024
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups