Advisor ran US$300 million Ponzi scheme: SEC
Venture promised outsized returns it had no way of generating, regulators allege
- By: James Langton
- August 14, 2024 August 14, 2024
- 17:03
Top Stories in News
Court upholds FSRA enforcement policy
Guidance on publishing allegations is reasonable, court finds
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:42
Industry News
Feds expand eligibility, drop founder requirement for Canadian Entrepreneurs’ Incentive
Many businesses remain shut out of tax break on increased capital gains inclusion rate
- By: Michelle Schriver
- August 14, 2024 August 14, 2024
- 15:13
FCA sanctions CFD firm for investor harm
Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:12
ASX misled market, ASIC alleges in lawsuit
Exchange overpromised, under-delivered on clearing system replacement
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:59
Leveraged loan issuance hits record high in Q2
Refinancing activity drove new issue spike, even as defaults rise
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:34
Troubling quirk in capital gains rules addressed in draft legislation
Clarifications concerning the capital dividend account are welcomed by tax practitioners
- By: Melissa Shin, Rudy Mezzetta
- August 14, 2024 August 14, 2024
- 13:08
CPP Investments earned 1% return for Q1
Net assets rose to $646.8 billion, up from $632.3 billion at the end of the previous quarter
- By: The Canadian Press
- August 14, 2024 August 14, 2024
- 11:17
CEO pay rises this proxy season
Canadian boards lag their U.S. peers on racial diversity and face calls for in-person AGMs, Glass Lewis reports
- By: James Langton
- August 14, 2024 August 14, 2024
- 09:44
U.S. inflation slows again, clearing the way for rate cuts
Year-over-year inflation reached its lowest level in more than three years in July
- By: Christopher Rugaber, The Associated Press
- August 14, 2024 August 14, 2024
- 08:56
FINRA sees deepening connections to crypto
Much of the industry's involvement may be outside the SRO's perimeter
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:41
Global trading activity up in first half: WFE
Market cap rose, alongside trading volume and value, group reports
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:16
Feds could outlaw large bank mergers
Government releases consultation paper that also covers external security threats, AI risks
- By: Melissa Shin, James Langton
- August 13, 2024 August 13, 2024
- 12:40
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00