BCSC previously sanctioned participants in private placement scheme
The firm says the move could allow it to potentially offer private-market indexes, ETFs
Report from EU regulator finalizes technical standards to enhance transparency for investors, improve clarity for industry
Consultation highlights industry concerns
Toronto-based fund loses bid to transfer case to Ontario
Global revenues up driven by debt issuance, M&A advisory fees, LSEG reports
Half-year flows of $33 billion were also record-breaking
Appointments ranged from board changes to a promotion within the Order of Canada
Regulatory review comes as ETFs hold a growing share of the investment fund market
Penalties send important message to Street about risks of selective disclosure, tribunal says
The revised anti-avoidance rules represent a shift in the CRA’s approach
Continuing claims rise for ninth straight week
Minutes of most recent meeting show that policymakers are in no rush to reduce borrowing costs
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record