Majority of tips, half of enforcement actions involve crypto, CFTC says
Order demands US$12.7 billion in disgorgement, investor restitution
Capital gains changes heightened fund sales and redemptions in June, firm said
Firm’s global wealth management operations set quarterly revenue record
Jobless rate held steady at 6.4% last month as economy shed 2,800 jobs: StatCan
Wickham Investment Counsel Inc. adds just over $200 million to the firm's assets
Wealth management firms based in Florida and North Carolina serve ultra-high-net-worth clients
Misconduct continued even when rep was under close supervision, CIRO says
U.K. firms failing to meet new investor protection standards, review finds
It's the lowest level in more than a year
Effects likely to be focused on weaker, low-rated issuers
Internal review, external assessment slated to be published toward end of 2024
Canadian energy sector recovering from sell-off
Amid possible mega-merger, industry primed for consolidation
U.S. proposal to cap rates could slash bank revenues, curb economic growth
Regs seek efficiency, innovation to facilitate single EU financial market
Regulator settled with Rio Tinto, former CEO in 2023
Courts awards plaintiffs' costs, criticizes effort to force foreign arbitration
Former registrant filed the application in Superior Court of Quebec
Finance leaders say the actions will hurt consumers
The transaction will see CI GAM’s AUM increase to roughly $170 billion
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments
$125B in inflows far surpassed previous high of $76B in 2024
The funds suffered net outflows of US$2.95 billion in the month: ETFGI