Large dealers embrace remote exams: FINRA
Organization launches pilot program to allow remote supervision
- By: James Langton
- July 24, 2024 July 24, 2024
- 13:16
Organization launches pilot program to allow remote supervision
Macklem says he wants growth to pick back up as bank cuts key rate again
Canada-listed ether ETFs have had three years’ head start
Fraud claims pass suitability issues among investment cases
The group called for action on shadow banking reforms in letter to G20
Economic growth, government budgets to feel ill effects of demographic shift: Desjardins
The U.S. housing market has been mired in a slump dating back to 2022
Bond ETFs drove sales up in June, IFIC says
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
The move is expected to boost transparency, access in the private investment space
Stronger net sales in Europe bolstered global sustainable fund industry
Finance’s qualified investments consultation asked for suggestions on how to promote Canadian investment
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record