Advisor ran US$300 million Ponzi scheme: SEC
Venture promised outsized returns it had no way of generating, regulators allege
- By: James Langton
- August 14, 2024 August 14, 2024
- 17:03
Top Stories in News
Court upholds FSRA enforcement policy
Guidance on publishing allegations is reasonable, court finds
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:42
Industry News
Feds expand eligibility, drop founder requirement for Canadian Entrepreneurs’ Incentive
Many businesses remain shut out of tax break on increased capital gains inclusion rate
- By: Michelle Schriver
- August 14, 2024 August 14, 2024
- 15:13
FCA sanctions CFD firm for investor harm
Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:12
ASX misled market, ASIC alleges in lawsuit
Exchange overpromised, under-delivered on clearing system replacement
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:59
Leveraged loan issuance hits record high in Q2
Refinancing activity drove new issue spike, even as defaults rise
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:34
Troubling quirk in capital gains rules addressed in draft legislation
Clarifications concerning the capital dividend account are welcomed by tax practitioners
- By: Melissa Shin, Rudy Mezzetta
- August 14, 2024 August 14, 2024
- 13:08
CPP Investments earned 1% return for Q1
Net assets rose to $646.8 billion, up from $632.3 billion at the end of the previous quarter
- By: The Canadian Press
- August 14, 2024 August 14, 2024
- 11:17
CEO pay rises this proxy season
Canadian boards lag their U.S. peers on racial diversity and face calls for in-person AGMs, Glass Lewis reports
- By: James Langton
- August 14, 2024 August 14, 2024
- 09:44
U.S. inflation slows again, clearing the way for rate cuts
Year-over-year inflation reached its lowest level in more than three years in July
- By: Christopher Rugaber, The Associated Press
- August 14, 2024 August 14, 2024
- 08:56
FINRA sees deepening connections to crypto
Much of the industry's involvement may be outside the SRO's perimeter
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:41
Global trading activity up in first half: WFE
Market cap rose, alongside trading volume and value, group reports
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:16
Feds could outlaw large bank mergers
Government releases consultation paper that also covers external security threats, AI risks
- By: Melissa Shin, James Langton
- August 13, 2024 August 13, 2024
- 12:40
Canada and U.S. stock markets both lose ground after reaching records a day earlier
Canadian energy sector recovering from sell-off
- By: Daniel Johnson, The Canadian Press
- January 13, 2026 January 13, 2026
- 17:36
Global miners set for M&A bonanza: DBRS
Amid possible mega-merger, industry primed for consolidation
- By: James Langton
- January 13, 2026 January 13, 2026
- 17:17
Cap on credit cards would hurt banks, economy: DBRS
U.S. proposal to cap rates could slash bank revenues, curb economic growth
- By: James Langton
- January 13, 2026 January 13, 2026
- 17:05
ESMA unveils new digital strategy
Regs seek efficiency, innovation to facilitate single EU financial market
- By: James Langton
- January 13, 2026 January 13, 2026
- 16:52
SEC drops accounting fraud case against mining exec
Regulator settled with Rio Tinto, former CEO in 2023
- By: James Langton
- January 13, 2026 January 13, 2026
- 09:24
Ontario court blasts Binance’s legal tactics
Courts awards plaintiffs' costs, criticizes effort to force foreign arbitration
- By: James Langton
- January 12, 2026 January 12, 2026
- 17:09
CIRO faces potential class action following data breach
Former registrant filed the application in Superior Court of Quebec
- By: Michelle Schriver
- January 13, 2026 January 13, 2026
- 16:57
Wall Street CEOs warn Trump to stop attacking the Fed, credit card industry
Finance leaders say the actions will hurt consumers
- By: Ken Sweet, The Associated Press
- January 13, 2026 January 13, 2026
- 13:54
CI GAM to acquire Invesco’s Canadian investment funds
The transaction will see CI GAM’s AUM increase to roughly $170 billion
- By: Noushin Ziafati
- January 13, 2026 January 13, 2026
- 11:26
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Evolve gears up to launch international equity ETF
Plus, product news from Harvest, AGF, CIBC, NEI, Manulife and RGP Investments
- By: Noushin Ziafati
- January 9, 2026 January 13, 2026
- 15:35
Canada’s ETF industry set new records for inflows, fund launches in 2025
$125B in inflows far surpassed previous high of $76B in 2024
- By: Noushin Ziafati
- January 5, 2026 January 5, 2026
- 16:34
Crypto ETFs were in the red in November
The funds suffered net outflows of US$2.95 billion in the month: ETFGI
- By: Noushin Ziafati
- December 31, 2025 December 31, 2025
- 13:26