CFTC sanctions Barclays’ swaps reporting
Firm's lower fine reflects cooperation, remediation efforts, regulator says
- By: James Langton
- October 1, 2024 October 1, 2024
- 14:14
Synthetic settings cease, marking last step in major benchmark reform
The world’s fourth largest economy grew at an annual rate of 2.9%
Falling energy prices providing relief from burst of inflation that reached double digits
Trader engaged in widespread spoofing, authorities alleged
More than $13 billion in project financing is available to Indigenous communities through government programs, Morningstar DBRS says
Advisors should conduct independent analysis, educate clients, write detailed notes
Block trade in interlisted stock was executed off-exchange without regulatory approval
A big reason the Fed is reducing rates is because hiring has slowed, unemployment has picked up
Initiative allows firms to test innovations, explore potential regulatory reforms
Unregistered network enabled possible tax evasion, money laundering, regulator says
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups