Supreme Court curbs regulators’ enforcement power
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
- By: James Langton
- July 31, 2024 July 31, 2024
- 12:13
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
Prescribed rate for fourth quarter to match third-quarter rate
Platform claimed to be decentralized, authorities allege
Measure to be in place for 2026 renewals
GRI, TFND issue joint guidance, map to facilitate sustainability reporting
Bond issuance up, driven by accelerated refinancing
Slight pullback in rents mainly due to a spike in condo completions, Urbanation president says
Layoffs dropped to 1.5 million, the lowest since November 2022
Clients with significant capital gains in 2024 face uncertain tax exposure
Elevated prices for food, groceries are main driver of consumers’ view of U.S. economy
Germany, the leading European economy, remained in the dumps in the April-June quarter
Chinese markets have not shown much enthusiasm for the policies outlined in recent weeks
Firm winding down after running into capital trouble
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record