FINRA chair becomes new CEO of FusionIQ
Also, Férique begins using Conquest’s planning platform
- By: Jonathan Got
- October 11, 2024 October 11, 2024
- 11:53
Also, Férique begins using Conquest’s planning platform
The unemployment rate fell to 6.5%: StatCan
Legislation to implement the hike to the capital gains inclusion rate has yet to be passed
Regulator details vision for retail funds that hold long-term assets
Self-regulatory organization aims to harmonize with CSA's revised requirements
Non-financial sanctions put limits on the bank's growth in the U.S.
CIRO settles with firm over failure to question suspicious trading activity
FBI created its own cryptoasset to help uncover manipulation-as-a-service
Bank failed in its dealings with customers facing financial distress
Richest households capture largest share of gains in second quarter
Government says it will launch a regulatory process to assess what information to require in company climate disclosures
Ahn was fired from her RBC role in April
Regulators stress need for education as risks persist and investor interest grows
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups