FCA sanctions CFD firm for investor harm
Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
- By: James Langton
- August 14, 2024 August 14, 2024
- 15:12
Top Stories in News
ASX misled market, ASIC alleges in lawsuit
Exchange overpromised, under-delivered on clearing system replacement
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:59
Leveraged loan issuance hits record high in Q2
Refinancing activity drove new issue spike, even as defaults rise
- By: James Langton
- August 14, 2024 August 14, 2024
- 14:34
Troubling quirk in capital gains rules addressed in draft legislation
Clarifications concerning the capital dividend account are welcomed by tax practitioners
- By: Melissa Shin, Rudy Mezzetta
- August 14, 2024 August 14, 2024
- 13:08
CPP Investments earned 1% return for Q1
Net assets rose to $646.8 billion, up from $632.3 billion at the end of the previous quarter
- By: The Canadian Press
- August 14, 2024 August 14, 2024
- 11:17
CEO pay rises this proxy season
Canadian boards lag their U.S. peers on racial diversity and face calls for in-person AGMs, Glass Lewis reports
- By: James Langton
- August 14, 2024 August 14, 2024
- 09:44
U.S. inflation slows again, clearing the way for rate cuts
Year-over-year inflation reached its lowest level in more than three years in July
- By: Christopher Rugaber, The Associated Press
- August 14, 2024 August 14, 2024
- 08:56
FINRA sees deepening connections to crypto
Much of the industry's involvement may be outside the SRO's perimeter
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:41
Global trading activity up in first half: WFE
Market cap rose, alongside trading volume and value, group reports
- By: James Langton
- August 13, 2024 August 13, 2024
- 15:16
Feds could outlaw large bank mergers
Government releases consultation paper that also covers external security threats, AI risks
- By: Melissa Shin, James Langton
- August 13, 2024 August 13, 2024
- 12:40
Court orders Emerge Capital Management to repay employees who lent it money
Cheques for partial repayment to Emerge Canada employees bounced: court documents
- By: Melissa Shin
- August 13, 2024 September 10, 2024
- 12:22
U.S. wholesale inflation cooled in July
The wholesale figures reflect a broad, steady slowdown in price increases
- By: Paul Wiseman, The Associated Press
- August 13, 2024 August 13, 2024
- 10:09
Sun Life says its net income slipped in Q2
The company says its AUM stood at $1.47 trillion at quarter end, up $98 billion from last year
- By: The Canadian Press
- August 13, 2024 August 13, 2024
- 10:02
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24