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Tribunal bans former Bay Street exec, again article image Judge looks at papers
From the Regulators

Tribunal bans former Bay Street exec, again

Global new issue activity up this year article image Economic growth
Research and Markets

Global new issue activity up this year

CFTC sanctions Barclays’ swaps reporting article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

CFTC sanctions Barclays’ swaps reporting

High yield, loan default rates rise: Fitch article image Personal finances
Research and Markets

High yield, loan default rates rise: Fitch

LIBOR finally put to rest article image Rules and regulations
From the Regulators

LIBOR finally put to rest

Japan’s central bank survey underpins optimism about growth article image Japan credit card
Research and Markets

Japan’s central bank survey underpins optimism about growth

Inflation in Europe falls below central bank’s 2% target article image variety of euro coins and bills
Research and Markets

Inflation in Europe falls below central bank’s 2% target

TD failed to oversee Treasuries trader: U.S. regulators article image Judge's gavel with magnifying glass on black.
From the Regulators

TD failed to oversee Treasuries trader: U.S. regulators

Indigenous-related capital markets activity set to grow, report says article image Growing investment concept alternate text for this image
Industry News

Indigenous-related capital markets activity set to grow, report says

Avoid being sued over KYP shortfalls, expert tells IAFP symposium article image Client listening to a lawyer or advisor explaining issues
Industry News

Avoid being sued over KYP shortfalls, expert tells IAFP symposium

  • By: Jonathan Got
  • September 30, 2024 September 30, 2024
  • 15:18
RBC DS sanctioned for trading rule breach article image Gavel and Money - Canada stock photo
From the Regulators

RBC DS sanctioned for trading rule breach

U.S. economy is in ‘solid shape,’ more rate cuts coming: Powell article image U.S. flag
Research and Markets

U.S. economy is in ‘solid shape,’ more rate cuts coming: Powell

U.K. launches digital securities testing article image Solar system
From the Regulators

U.K. launches digital securities testing

Canada, U.S. stock markets rise as jobs data from both countries came into focus

Post-war economic order under threat: Desjardins

Sluggish hiring persists in December but U.S. unemployment slips to 4.4%

A bit of good news for Bridging investors

Former fund rep fined, banned in used car scheme

Court denies broker injunction against insurer

Registered plan contributions, conversations in 2026

Canadians’ health-adjusted life expectancy at 65 stays steady

Canadian general government posts $4.1B surplus in Q3

Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams

Industry moves: John MacIntyre named chair of TD Bank

Industry moves: Huston Loke leaves FSRA

Product roundup: Evolve gears up to launch international equity ETF

Canada’s ETF industry set new records for inflows, fund launches in 2025

Crypto ETFs were in the red in November