CIRO poised to take over dealer registration
OSC to delegate registration to CIRO, rest of CSA considering it too
- By: James Langton
- November 20, 2024 November 20, 2024
- 13:37
OSC to delegate registration to CIRO, rest of CSA considering it too
System remains fragile as growth slows, geopolitical uncertainty rises
Fed regulator made US$771,678 trading on inside information about banks
Regulators' initiative targets emerging digital risks, broker conflicts
Regulators aim to address concerns about retail investor protection
Transition risks alone not severe, but macro shocks could amplify threat to financial system
Central bankers launch project to automate extensive price data
Mortgages, credit card balances grow faster in September: StatCan
Fund's manager allegedly lied about its strategy, assets, performance
The rate is now back to the Bank of Canada's target
Rising confidence in ESG reporting, climate change concerns fuelled the growth
Target of insider trading case was prevented from airing abuse of process claims, court says
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups