Justice delayed, not quite justice denied, panel says
CIRO must get on with the enforcement proceeding, if that's what it intends to do
- By: James Langton
- October 2, 2024 October 2, 2024
- 16:32
CIRO must get on with the enforcement proceeding, if that's what it intends to do
Independent Advisor Solutions will feature suite of funds from BlackRock
Bank names Kristin Milchanowski to oversee AI, analytics and robotics strategies
Greater Vancouver Realtors says lower rates fail to entice buyers
Deal volume down, but surge in "mega deals" drives value
Challenger bank kept adding risky clients after review
Shawn Brayman, R. Paul Thorne recognized for their "many contributions to the profession"
The funds are part of the firm’s Canadian expansion plans
Regulatory order breach results in fine, disgorgement and a new ban
Synthetic settings cease, marking last step in major benchmark reform
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record