FCA backs away from enforcement disclosure plans
Regulator responds to pushback on proposal to announce investigations
- By: James Langton
- November 28, 2024 November 28, 2024
- 14:18
Regulator responds to pushback on proposal to announce investigations
Recent employment trends reversed course in September, new data shows
Also starting March 3, funds will not have to file a final prospectus within 90 days of a preliminary prospectus receipt
A Canadian government official said Ottawa is preparing for every eventuality
This year, 71% of new ETF launches have been actively managed, according to Bloomberg Intelligence
Regulator lays out plans for rule consultations with new regime due in 2026
Agency will work with businesses and federal partners to move more quickly in the fight against money laundering and terrorist financing
OSC provides investor advocate with $11 million in funding over six years
Faced with tariff threat, Canada should adjust policy to secure access to U.S. market, report says
Price pressures prove stubborn, a sign that inflation's steady decline over the past two years has stalled in recent months
GDP report still showed that the American economy is proving surprisingly durable
Applications fell by 2,000 to 213,000 for the week of Nov. 23, near seven-month lows
Wall Street is betting corporate dealmaking could bounce back next year with lower rates, looser scrutiny
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups