ASIC reports on industry complaint handling
Regulator launches effort to enhance transparency of firms' dispute resolution efforts
- By: James Langton
- December 3, 2024 December 3, 2024
- 14:18
Regulator launches effort to enhance transparency of firms' dispute resolution efforts
Scotiabank earned $1.57 per diluted share on an adjusted basic, up from $1.23 a year ago
Given misconduct worth somewhere between $1.6 million and $94 million, BCSC panel takes a shot at valuing crypto disgorgement
Rep admitted to misappropriating money from investment and insurance clients
And other insurtech and wealthtech news
The S&P TSX bank index is up about 12% since last quarter’s results
The firm sees a Canadian dollar in the 69- to 72-cent range, broadening U.S. stock market in 2025
Feds started assembling outreach plan for the next U.S. administration in early 2024
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups