FCA aims to fill the advice gap for mid-market U.K. investors
Regulator proposes new "targeted support" model for collective advice
- By: James Langton
- December 12, 2024 December 12, 2024
- 16:06
Regulator proposes new "targeted support" model for collective advice
Net wealth rose 1.7% for the period
Proposed reforms would harmonize requirements for inter-listed securities
Results within the G20 mixed, with growth slowing in Canada, but rebounding elsewhere
The industry must reshape how students perceive wealth management
Firm failed to question numerous red flags about purported billion-dollar contracts, according to OSC settlement
CEO faces insider trading charges for selling company's stock based on advance knowledge of its negative earnings, and his own firing
The benchmark European rate is now 3%
U.S. authorities allege that men primarily posed as female advisors
Latest task force will consider whether conference members must also be Advocis members
Florida-based worker allegedly facilitated laundering of drug proceeds in Colombia
"Underlying growth momentum has been robust," TD senior economist writes
Report also contains revised numbers for 2025, cutting job creations by more than half
Renewable energy, greater electrification and technological innovation are driving interest in infrastructure investments
Disappointing U.S. retail sales raise bets for more rate cuts
Firm breached fiduciary duty by unfairly allocating losing trades to clients
Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Date not reasonable for industry implementation, tax practitioner says
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report