Investment fraudsters embrace innovation
Tech, crypto schemes top threats to investors, including seniors, NASAA reports
- By: James Langton
- October 22, 2024 October 22, 2024
- 17:35
Tech, crypto schemes top threats to investors, including seniors, NASAA reports
U.K. regulator conducting criminal inquiries, issuing investor alerts
Organization lowers its estimates for growth in Europe and China
Third-party data didn't screen all energy, tobacco stocks, regulator says
Court rules no evidence of common breach, given differences among investors
Every generation expects to retire beyond age 65
Small- to medium-business owners fear the Canadian economy could become "collateral damage" after election
Big investments in wealth management to continue, Canaccord Genuity Corp. CEO says
Investment Funds Institute of Canada report finds inflation and interest rates led Canadians to invest less last year
Exam division details compliance priorities for year ahead
Self-regulatory organization consults on proposed disgorgement distribution policy
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record