CIRO taps Fitch Learning for new proficiency model
Firm to help build infrastructure for new exam-based approach to reps' education
- By: James Langton
- November 8, 2024 November 8, 2024
- 09:00
Top Stories in News
CSA flags AI washing, greenwashing disclosures
Regulators' reviews lead to more enforcement, refiling action
- By: James Langton
- November 7, 2024 November 7, 2024
- 17:10
Fed cuts its key interest rate by quarter-point amid post-election uncertainty
Rate cut follows larger half-point reduction in September
- By: Christopher Rugaber, The Associated Press
- November 7, 2024 November 7, 2024
- 15:30
BoE cuts interest rates again despite modest budget-related inflation spike
Latest cut comes after inflation fell to an annual rate of 1.7% — U.K.'s lowest level since April 2021
- By: Pan Pylas, The Associated Press
- November 7, 2024 November 7, 2024
- 15:24
OBSI reform slated for second half of 2025
CSA says next phase of consultation to come next year
- By: James Langton
- November 7, 2024 November 7, 2024
- 15:18
ASIC consults on climate reporting guidance
Large companies, financial institutions to start climate-related financial disclosures in 2025
- By: James Langton
- November 7, 2024 November 7, 2024
- 15:07
U.S. banks to see softer regulation
Election results signal lighter rules, lower taxes, but limited short-term impact, DBRS says
- By: James Langton
- November 7, 2024 November 7, 2024
- 14:54
Case against Cormark was regulatory overreach: Tribunal
OSC failed to prove any of its allegations against dealer, investment banker
- By: James Langton
- November 7, 2024 November 7, 2024
- 14:36
Great-West Lifeco nets $859M in third-quarter earnings
Insurer posted record base earnings topping $1 billion
- By: Jonathan Got
- November 7, 2024 November 7, 2024
- 14:17
Manulife reported $1.8B in net earnings for Q3
Insurer’s Canadian core earnings up 4%
- By: Jonathan Got
- November 7, 2024 November 7, 2024
- 12:27
Fidelity wins top group honours at Lipper Awards
SEI takes award for best overall mutual fund group
- By: IE Staff
- November 7, 2024 November 7, 2024
- 11:45
Global X launches nine ETFs, some with exposure to Canadian sectors
Plus, new products from Purpose Investments, National Bank Investments
- By: Noushin Ziafati
- November 7, 2024 November 7, 2024
- 10:43
Advisors talk Trump, politics and investing post–U.S. election
No one can predict what markets will do over the next four years, but there are items to watch
- By: Katie Keir and Michelle Schriver
- November 6, 2024 November 6, 2024
- 16:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24