CIRO floats short-selling reforms
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime
- By: James Langton
- January 9, 2025 January 9, 2025
- 15:10
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime
Stability in overall inflation conceals conflicting underlying trends
Marex Capital Markets sanctioned in settlement with MX
Equity and alternative investment allocations represent more than half of average holdings
PwC Canada forecasting "continued, significant transactions"
India's a bright spot in the global economy with a 6.6% growth forecast for this year
U.S. authorities allege trade secrets stolen to help start rival firm
Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged
Regulator settles for less disgorgement than usual, given inability to pay
New loan-level data shows majority of mortgages to renew in next two years, most at higher rates
The group will support the force's Integrated Market Enforcement Team efforts
New York wealth management firm sees Canada as growth market
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups