IOSCO embarks on retail investor protection roadmap
Regulators' initiative targets emerging digital risks, broker conflicts
- By: James Langton
- November 19, 2024 November 19, 2024
- 17:31
Regulators' initiative targets emerging digital risks, broker conflicts
Regulators aim to address concerns about retail investor protection
Transition risks alone not severe, but macro shocks could amplify threat to financial system
Central bankers launch project to automate extensive price data
Mortgages, credit card balances grow faster in September: StatCan
Fund's manager allegedly lied about its strategy, assets, performance
The rate is now back to the Bank of Canada's target
Rising confidence in ESG reporting, climate change concerns fuelled the growth
Target of insider trading case was prevented from airing abuse of process claims, court says
The loonie is lower than it's been since the early days of the pandemic
Policy work has made progress, but slow adoption leaves system vulnerable
European regulator says transition will enhance market efficiency, resilience
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record