CSA seeks sales practices reforms
Proposals aim to boost investor protection around proprietary fund sales
- By: James Langton
- November 29, 2024 November 29, 2024
- 10:08
Proposals aim to boost investor protection around proprietary fund sales
It's the biggest day of the year for retail foot traffic in the U.S.: retail tech company
Canada needs to move faster on sustainable finance framework
The StatCan data comes ahead of the BoC's interest rate decision on Dec. 11
Rep had clients invest in, failed to disclose, his side hustles
PwC proposes an interim $473 million payout to investors
Regulator responds to pushback on proposal to announce investigations
Recent employment trends reversed course in September, new data shows
Also starting March 3, funds will not have to file a final prospectus within 90 days of a preliminary prospectus receipt
A Canadian government official said Ottawa is preparing for every eventuality
This year, 71% of new ETF launches have been actively managed, according to Bloomberg Intelligence
Regulator lays out plans for rule consultations with new regime due in 2026
Agency will work with businesses and federal partners to move more quickly in the fight against money laundering and terrorist financing
Unemployment benefit filings can be distorted during holiday-shortened weeks — policy makers remained concerned about the U.S. labour market
Trade, nation-building projects, real estate and more
Some industries are thriving off of government investments in technology, but small business owners are struggling
They bring liquidity and pricing benefits, but some ETFs have too few
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Fee fairness and disclosure, potential for conflicts of interest among issues in CSA consultation
Buffett remains chairman and controls nearly 30% of the voting power in the stock
Updated proposed filing exemptions are in Bill C-15
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
The funds reached a new record of US$799.35B in assets in November: ETFGI
Tech, climate change account for nearly half of thematic ETF assets
They are increasingly being used for fixed income, foreign equities exposure