Lutnick’s Cantor settles with SEC
Disclosure about SPAC listings was misleading, regulator alleged
- By: James Langton
- December 13, 2024 December 13, 2024
- 14:54
Top Stories in News
CIRO asks for industry comments on OEO dealers serving DIY clients
Regulator is seeking to 'get ahead of and respond to changes in how Canadians invest'
- By: James Langton
- December 13, 2024 December 13, 2024
- 14:16
Industry moves this week
Joanna Rotenberg to head up new Vanguard division, plus appointments at Ninepoint and CIRO
- By: Alisha Hiyate
- December 13, 2024 December 17, 2024
- 13:37
China plans to double down on economic support as Trump tariffs loom
Leaders commit to raising China’s deficit, do more to encourage consumer spending
- By: Elaine Kurtenbach, The Associated Press
- December 13, 2024 December 13, 2024
- 12:07
FP Canada releases October exam results
Three quarters of first-time writers passed
- By: Jonathan Got
- December 13, 2024 December 13, 2024
- 10:54
Manufacturing, wholesale sales up in October: StatCan
Wholesale sales increased in six of the seven subsectors the agency tracks
- By: The Canadian Press
- December 13, 2024 December 13, 2024
- 09:43
Scotiabank wins regulatory approval for second phase of KeyCorp investment
The Canadian bank announced in August a plan to acquire a 14.9% stake in KeyCorp
- By: The Canadian Press
- December 13, 2024 December 13, 2024
- 09:31
FCA aims to fill the advice gap for mid-market U.K. investors
Regulator proposes new "targeted support" model for collective advice
- By: James Langton
- December 12, 2024 December 12, 2024
- 16:06
Household income rises as debt falls in Q3: StatCan
Net wealth rose 1.7% for the period
- By: The Canadian Press, with files from IE
- December 12, 2024 December 13, 2024
- 15:17
CIRO to match SEC on trading increments
Proposed reforms would harmonize requirements for inter-listed securities
- By: James Langton
- December 12, 2024 December 12, 2024
- 14:28
G20 growth edged up in third quarter: OECD
Results within the G20 mixed, with growth slowing in Canada, but rebounding elsewhere
- By: James Langton
- December 12, 2024 December 12, 2024
- 13:50
Women’s wealth is growing. Isn’t it time more women managed that wealth?
The industry must reshape how students perceive wealth management
- By: Tanya van Biesen
- December 12, 2024 December 12, 2024
- 13:43
Issuer sanctioned by OSC for misleading disclosure
Firm failed to question numerous red flags about purported billion-dollar contracts, according to OSC settlement
- By: James Langton
- December 12, 2024 December 12, 2024
- 13:21
As a property slump drags on, China’s economy looks more resilient than it feels
Some industries are thriving off of government investments in technology, but small business owners are struggling
- By: Chan Ho-Him, The Associated Press
- December 30, 2025 December 30, 2025
- 09:08
Precious metal prices send S&P/TSX composite lower, U.S. markets also decline
The S&P/TSX composite index fell 103.17 points to 31,896.59
- By: Daniel Johnson, The Canadian Press
- December 29, 2025 December 29, 2025
- 17:20
Protests erupt in Iran over currency’s plunge to record low
State TV has reported the resignation of Mohammad Reza Farzin, the head of the central bank
- By: The Associated Press
- December 29, 2025 December 29, 2025
- 14:25
Regulators eye market makers’ role in ETF trading
They bring liquidity and pricing benefits, but some ETFs have too few
- By: Yan Barcelo
- December 30, 2025 December 29, 2025
- 01:08
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
With the legendary Warren Buffett stepping back, Berkshire Hathaway enters a new era
Buffett remains chairman and controls nearly 30% of the voting power in the stock
- By: Josh Funk, The Associated Press
- December 30, 2025 December 30, 2025
- 10:30
CRA confirms bare trusts don’t have to file for 2025 tax year
Updated proposed filing exemptions are in Bill C-15
- By: Michelle Schriver
- December 30, 2025 December 30, 2025
- 09:29
Confidence a bigger determining factor of savings than financial literacy
Confident and knowledgeable retirement plan members are most likely to seek advice
- By: Jonathan Got
- December 30, 2025 December 29, 2025
- 01:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Are ESG ETFs dead? Report shows they’re still attracting investor dollars
The funds reached a new record of US$799.35B in assets in November: ETFGI
- By: Noushin Ziafati
- December 30, 2025 December 30, 2025
- 11:50
Thematic ETF assets grow to US$467.9B in 2025
Tech, climate change account for nearly half of thematic ETF assets
- By: IE Staff
- December 29, 2025 December 29, 2025
- 13:26
ETFs find favour as building blocks of other funds
They are increasingly being used for fixed income, foreign equities exposure
- By: Pierre Théroux
- December 29, 2025 December 24, 2025
- 01:26