Depositories need oversight that matches risk: ESMA
Review flags issues with supervision of critical fund industry function
- By: James Langton
- November 17, 2025 November 17, 2025
- 15:19
Top Stories in News
SEC to take a pass on proxy season
Regulator won't weigh in on decisions to reject shareholder proposals
- By: James Langton
- November 17, 2025 November 17, 2025
- 14:16
Rise of alts prompts fund valuation reforms
IOSCO consults on new fund valuation guidance
- By: James Langton
- November 17, 2025 November 17, 2025
- 13:44
M&A shook off tariff woes in Q3: Crosbie & Co.
Deal volume climbs, "mega" deals push transaction value to new heights
- By: James Langton
- November 17, 2025 November 17, 2025
- 12:48
TD Bank settles human rights complaint by B.C. Muslim-Indigenous man
The monetary values of the settlement haven't been made public
- By: Brieanna Charlebois, The Canadian Press
- November 17, 2025 November 17, 2025
- 10:10
Japan’s economy contracts as exports get hit by U.S. tariffs
The U.S. imposes a 15% tariff surcharge on nearly all Japanese imports
- By: Yuri Kageyama, The Associated Press
- November 17, 2025 November 17, 2025
- 09:31
October home sales down from last year: CREA
The association expects more active housing markets across Canada in 2026
- November 17, 2025 November 17, 2025
- 09:12
Bank of Canada expected to move to sidelines amid inflation ‘messiness’
Cheaper gas, grocery prices helped bring inflation down to 2.2% in October
- By: Craig Lord, The Canadian Press
- November 17, 2025 November 17, 2025
- 09:08
Canaccord posts record wealth revenues, but U.S. issues drag on Q2
Firm boosts provision related to U.S. enforcement matter to US$75M
- By: Alisha Hiyate
- November 14, 2025 November 14, 2025
- 16:50
Fake advisory firms in ‘ramp-and-dump’ scam: SEC
Firms used social media to pump stocks, leaving investors with huge losses
- By: James Langton
- November 14, 2025 November 14, 2025
- 16:35
Outlook for U.S. bank sector brighter: Moody’s
Stable economic growth seen boosting bank profits, asset quality
- By: James Langton
- November 14, 2025 November 14, 2025
- 16:19
Double trouble: Twins convicted of defrauding clients
Pair stole millions from clients, including vulnerable investors
- By: James Langton
- November 14, 2025 November 14, 2025
- 16:11
Back-office firm wrong to drop fund manager: court
Quebec court rules on decades-old legal dispute between firms
- By: James Langton
- November 14, 2025 November 14, 2025
- 16:02
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 22, 2025 December 9, 2025
- 01:34
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24