No rewards for whistleblowers: AMF
The Quebec regulator says confidentiality is the main motivation for whistleblowers to report possible misconduct
- By: James Langton
- February 18, 2016 December 19, 2017
- 15:55
Top Stories in News
New online entrant aims to differentiate itself from robo-advisors
After filling a risk profile online, clients will be contacted by Antya Investments’ founder and portfolio manager to discuss investment options
- By: Tessie Sanci
- February 18, 2016 February 18, 2016
- 14:15
IIROC puts focus on suitability, robo-advisors for 2016
The SRO will also be exploring the use of social media as part of its compliance priorities for 2016, which were published on Thursday
- By: James Langton
- February 18, 2016 December 19, 2017
- 13:00
Sustainalytics and Glass Lewis form strategic partnership
Sustainalytics will provide its data for the development of an ESG profile page that will be incorporated into Glass Lewis’ proxy research reports
- By: Tessie Sanci
- February 18, 2016 February 18, 2016
- 12:00
More needs to be done to prevent insider trading: OSC
A review report of insider reporting from the OSC found “material insider reporting deficiencies” in approximately 70% of issuers
- By: James Langton
- February 18, 2016 December 19, 2017
- 11:20
CPPIB, partner invest US$555 million in retirement properties in Florida
The fund manager will own 45% of a new joint venture that will buy the Aston Gardens properties
- By: The Canadian Press
- February 18, 2016 February 18, 2016
- 10:00
Industry News
Blockchain developer Digital Asset announces strategic relationships
Alliances with Accenture, Broadridge and PwC will accelerate innovation, drive growth, company says
- By: James Langton
- February 17, 2016 February 17, 2016
- 15:40
Canadian retirees with advisors are satisfied savers
On average, Canadian retirees are living on 62% of the income they had prior to retirement
- By: Tessie Sanci
- February 17, 2016 February 17, 2016
- 14:55
Investors’ trust in Canada’s financial services sector is waning
With investors having more options for financial advice than ever before, it’s critical that advisors are aware of the major deal-breakers that could cause clients…
- By: Tessie Sanci
- February 17, 2016 February 17, 2016
- 14:30
Research and Markets
Bond markets challenged by electronic competition: report
Electronic trading platforms are targeting larger sized trades and providing various methods to protect anonymity
- By: James Langton
- February 17, 2016 February 17, 2016
- 14:25
From the Regulators
SEC settles with former analyst
The U.S. regulator alleged that the analyst certified a rating on a stock that was inconsistent with his personal view
- By: James Langton
- February 17, 2016 December 19, 2017
- 14:00
OSC launch of investor education effort draws praise
Investment industry and investor advocate groups are praising the launch of new Fact Cards that can be used to educate investors on various topics
- By: James Langton
- February 17, 2016 December 19, 2017
- 12:30
U.S. equities: Managers review some of their favourite household names
Part two of a three-part U.S. equity roundtable
- By: Sonita Horvitch
- February 17, 2016 November 9, 2019
- 10:10
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24