Kam Dhaliwal, Adnan Khan, Brent Small, Daniel Zhang and Rudder Zhang from the University of Waterloo presented and defended a report on Canadian Tire
Fund dealers dispute liability for former advisor’s misconduct
It’s likely most of the large mutual fund companies and banks will start getting into this space, ETF industry expert suggests
The plaintiffs alleged that misrepresentations in the firm’s financials harmed shareholders who bought the stock between March 2011 and July 2014
The panel continues to push the OSC to introduce a best interest standard
Canadian and U.S. dollar units now trading on the Toronto Stock Exchange
The Quebec regulatory has yet to decide on the compliance of these products and the companies offering them
Roger Renaud has been president of Manulife Asset Management Canada since joining the firm, following its acquisition of his former employer, Standard Life
Industry assets under management grew to $1.234 trillion in March
HST will increase to 15%
The robo-advisor firm will launch Nest Wealth Pro, a technological tool that keeps the advisor as the focal point of a relationship with a client,…
The LSI’s steady gains indicate rising default risk
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups