Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2016 Brokerage Report Card.
A separate Statistics Canada report indicates that retail sales are sturdy and contributing to an improving economy
The changes will allow certain enforcement orders from other provincial regulators to apply right away in Nova Scotia
The CSA is not going ahead with a similar planned pilot in Canada because of the risk inter-listed trading would migrate to the U.S.
The requirement to use SEDAR takes effect on May 24
Given a lack of consensus on the CSA’s proposal, regulators have decided to go forward with original plan proposed last year
Submission to the SRO’s white paper suggests that removing the 270-day rule would “begin to unravel the current SRO system”
A new report from Morneau Shepell finds that diversified pooled pension fund managers underperformed the benchmark as international and global equities fuelled the decline
Canada would forgo any gains, and experience additional modest losses from not ratifying the TPP
Three more provinces agree to enhance co-operation with CFTC
The regulator is also taking a proactive approach to members’ concerns about cost and compensation reporting coming into effect with CRM2
Senior investigator Jason Roy was called at home by an unregistered binary options trading firm
US$1.3 million returned to investors
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups