IOSCO, Harvard announce training program for securities regulators
The new program will be officially rolled out in October in Madrid
- By: James Langton
- April 26, 2016 December 19, 2017
- 13:20
The new program will be officially rolled out in October in Madrid
Signature Global Asset Management’s John Hadwen is responsible for stock selection for the fund
Both new funds are managed by India-based Aditya Birla Sun Life
TSX discovery and TSX investinit provide access to active financing information and a stock research tool
The SRO is looking to expand its MOU with FSCO to include reciprocal discipline in areas such as outside business activities and borrowing from clients
The proposed legislation would expand the powers of the Canada Deposit Insurance Corp. to allow it to temporarily control failing bank
The goal of the voluntary program is to speed up the resolution of enforcement cases
Enhanced disclosure serves the interests of investors
Sue Reibel will succeed Guay as executive vice president and general manager of institutional markets; a search is underway for a new leader for Manulife…
Compliance must play a greater part in ensuring they understand advisors’ OBAs before approving them as well as supervising these activities once approval has been…
The former chairman and CEO of the Ontario Securities Commission brings his expertise to research program
TSX NAVex will create efficiencies for investment dealers and their advisors when it launches in June
Rents are still 12.9% higher than levels seen before the Covid pandemic
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Precious metals action calms, while Dow Jones tops 50K
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
187 mutual funds, 117 ETFs and 114 seg funds were recognized
GoSmart targets newer investors, excludes mutual funds, GICs, bonds, options
Plus, GreenShield buys Kii Health's Canadian mental health services segment
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups