The trade association encourages co-ordination of any provincial changes with the federal consultation committed to in the 2016 federal budget
The founders have also been ordered to pay $50,000 toward the costs of the hearing, but monetary policies will come “in due course”
Regulators, investor advocates and the investment industry have varying and deeply entrenched views about the CSA’s proposed reforms
The proposed changes would apply to federally regulated banks that use internal ratings-based approach to credit risk
Eric Benner will contribute his global equity expertise to Dynamic’s equity income team
John Doe has admitted to making misstatements about an extra-marital affair as well as unauthorized disclosure of confidential information
Five ETF funds launched
Allen Samuel Mendelman has also been suspended 18 months in response to various infractions when he was an advisor with Canaccord Genuity
Michelle dunk pays $60,000 in restitution to Hockley Energy investors
The bank’s senior counsel points to data that show the market for online advice services is growing rapidly
Although these products will lose their tax-deferral benefit, other tax-efficient features and pooling benefits continue to make these products attractive, the firm states
Amendments seek to appropriately restrict a dealer’s ability to use client free credit cash balances
New rules will make it easier for investors to compare data across banks and banking systems
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups