Extending mutual fund regulation principles beyond funds
Some insurance products and ETFs are in regulators’ sights
- By: Patricia Chisholm
- May 10, 2016 November 9, 2019
- 11:45
Some insurance products and ETFs are in regulators’ sights
Gregg Mulholland used offshore shell companies in Belize and the West Indies to perpetrate numerous schemes
Firms are doing what they can to ensure staff are safe and that clients are taken care of during this difficult time
The link between low rates and inflationary pressures is weaker now than before the crisis
Lieh Wang appointed U.S. Equity Portfolio Manager
In an effort to speed of the issuing process, younger clients between the ages of 18 and 40 will be able to apply for a…
A widow lost both her capital and its tax-sheltered status after investing in a dubious scheme
The Fort McMurray wildfire will likely turn out to be Canada’s most expensive natural disaster, Fitch Ratings report predicts
Electronic and print media campaign runs until March 2017
There are signs of green shoots among natural-resource stocks
Earthquakes, storms and flooding caused billions in economic damage during the month
Report calls on regulators to develop a set of best practices to avoid problems in the future
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups