Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss whether survey participants want to see a merger of the SROs and…
Institutional investors defrauded in a scheme that involved fictitious fund investments, SEC alleges
The provinces and territories are scheduled to reconvene in June to continue talks on CPP reform
The changes in investment advisors will allow for more diversification of sectors and foreign securities, among other things
Bulletin aims to enhance awareness and understanding of the special audit requirements for external auditors of mutual fund dealers
Gerard Ferguson is now co-portfolio manager of Front Street Tactical Equity Class
The company is also reducing management fees for investments under $100,000 for Series A and Series T if purchased under the front-end load option
The fund currently has a limited amount of additional capacity
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, outline the key findings of the 2016 Regulators’ Report Card. Ratings are a…
Investment Executive’s former Mutual Fund Manager of the Year co-founded Pembroke Management and helped launch GBC Asset Management
Portfolio managers Jonathan Norwood and Richard Wong succeed Lawrence Chin and Andrew Massie
There are no plans to change the current system
New ETF products will have slightly higher fees
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record