CSA’s revisions to OPR rule to address inefficiencies and costs
The final amendments to the trading rules will introduce a cap on active trading fees and a methodology for setting data fees
- By: James Langton
- April 7, 2016 December 19, 2017
- 11:10
The final amendments to the trading rules will introduce a cap on active trading fees and a methodology for setting data fees
Co-operative identifies three focus area: climate change; health and wellness; and food, agriculture and natural resources
There is scope to strengthen enforcement activities
Although some clients may be put off by the cost of premiums, advisors can demonstrate the value of permanent coverage
Cyber attacks may have systemic implications for the entire financial system
Although there are concerns, the FPSC, the CIFPS, the IIAC and FAIR Canada are in favour of the recommendation to regulate financial planning
Trudeau calls for global co-operation to crack down on offshore tax evasion
The SRO says dealers lack a process for identifying reps that recommend products that generate higher revenue when cheaper alternatives exist
A partnership with Bedrock Asset Management, which has more than US$9 billion in client assets, will give Fiera access to wealthy families and institutions overseas
The rule aims to ensure that retirement savers get investment advice in their best interest
Comments on the proposed revisions are due July 6
Permanent policies are becoming more expensive and less tax-advantageous, but Canadians are still buying plenty of coverage
Bearish comments from IMF head Christine Lagarde left U.S. indices further in the red
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record