OSC announces Small and Medium Enterprises Committee members
Mutual fund fee research Douglas Cumming is among the new committee members
- By: James Langton
- April 13, 2016 December 19, 2017
- 11:40
Mutual fund fee research Douglas Cumming is among the new committee members
Discussion paper aims to open a debate on improving the way that information is provided to investors
There are signs the industry has reached a new level of maturity
Lowering the tax rates for Canadians over the age of 65 who choose to stay in the labour force is one notable idea
Regulators have not disclosed their frameworks for determining whether a plan is credible
Regulators suggest steps banks can take to comply with AML requirements
Brian Porter says Canada’s labour productivity is the country’s “Achilles heel”
The requested funding would allow the SEC to hire an additional 250 staff and allow it to invest in technology
Three winners will be presented their awards in September
Manulife’s former chairman championed the firm’s expansion into wealth management
This latest ban is the FCA’s fourth public action against a trader for manipulating LIBOR submissions
An IMF report cites weaker economic activity, concerns about China and weak oil prices as factors feeding increasing financial turbulence
Stress in the commodity sector has deepened
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record